Financial Advice, Advisor Obligations and Consumer Behaviour
Comprehensive Study Resource for ASIC Financial Adviser Exam & CPD Accreditation
Introduction
Preparing for the ASIC Financial Adviser Exam and maintaining professional development is one of the most important steps for financial advisers in Australia. The Financial Advice, Advisor Obligations and Consumer Behaviour study guides and online CPD course from The Australian College of Financial Advisers offer a complete preparation package to advance your advisory career.
This resource has been developed to help candidates succeed in the mandatory exam and earn accredited Continuing Professional Development (CPD) hours recognised by the Financial Planning Association of Australia.
What This Product Includes
The course package is divided into two core components:
Study Guides (12.5 CPD Hours)
These study guides are designed to help candidates prepare strategically for the Financial Adviser Exam. They include:
Comprehensive study notes that summarise key regulatory and professional concepts.
Mind maps to visually break down complex ideas and support retention.
Model exams with answers to test knowledge and build confidence in exam conditions.
Coverage of all three major competency areas of the exam:
Financial Advice Regulatory and Legal Obligations
Applied Ethical and Professional Reasoning and Communication
Financial Advice Construction
These resources provide a total of 12.5 CPD hours and are essential for exam mastery.
Online CPD Course (4.5 CPD Hours)
In addition to the study guides, the package often includes an accredited online course recognised by the Financial Planning Association of Australia. Topics typically covered include:
Anti-Money Laundering and Counter-Terrorism financing regulations
Best Interest Duty obligations
Conflicted remuneration and ethical considerations
Corporations Act compliance
Privacy principles and regulatory frameworks
Roles of financial regulators and licensing structures
This component adds another 4.5 CPD hours toward your ongoing professional development requirements.
Why This Course Matters
Great Preparation for ASIC Financial Adviser Exam
The ASIC Financial Adviser Exam is compulsory for advisers who want to be authorised to provide personal financial advice in Australia. It tests practical application of knowledge on:
Regulatory and legal requirements
Ethical reasoning and communication
Financial advice construction, including consumer behaviour. The study guides help you absorb and apply this knowledge effectively.
Helps You Stay Current with Professional Development
Under Australian regulation, financial advisers must complete a minimum number of CPD hours every year to maintain professional competence. The study guides and CPD course accredited through the Financial Planning Association of Australia help you achieve this requirement.
Understand Advisor Obligations and Consumer Behaviour
Successful financial advisers need more than technical skills — they must:
Understand the legal and ethical obligations involved in giving personalised financial advice.
Know how consumer behaviour influences financial decisions and how to communicate effectively.
Apply behavioural insights to build stronger trust with clients.
This study package prepares you not just for the exam, but for real-world advisory scenarios that shape client outcomes.
Who Should Take This Course?
This product is ideal for:
Aspiring financial advisers preparing for the ASIC Financial Adviser Exam
Practising advisers seeking to fulfil CPD requirements
Financial professionals aiming to strengthen their regulatory and behavioural finance knowledge
Individuals who want a structured and accredited study resource to elevate their career
Conclusion
Financial Advice, Advisor Obligations and Consumer Behaviour from The Australian College of Financial Advisers is more than just a study guide — it’s a comprehensive learning system that combines structured study materials, exam practice tools, and accredited online learning to help you succeed in the ASIC Financial Adviser Exam and grow your professional capability.
If you’re serious about advancing your financial advisory career in Australia, this course package offers the knowledge, confidence, and accreditation you need to succeed.